Careers
Currently, we have commission-based positions available for compliance consultants with industry experience. We provide support to our consultants in their quest for a successful consulting practice.
To begin the application process, please provide a resume and cover letter with a detailed explanation of your qualifications, why you would like to work as a regulatory compliance consultant and how you expect to develop a successful consulting practice to careers@complianceadvisers.com for a confidential reply.
Thank you for your interest in a career with us.
- Broker/Dealer Education
- Broker/Dealer Registration
- Compliance Consulting
- Compliance Manuals
- FINRA (NASD) Rule 1017 Material Change Applications
- FinOp & Accounting Services
- Form ADV – Customized Solution
- Form ADV Annual Amendments
- Investment Adviser Compliance Consulting
- Investment Adviser Procedures Manuals
- Investment Adviser Registration
- Mock Compliance Exam
- State Registered Advisers – NOW UNDER $100 MILLION*
- Web IARD/CRD Services
- Request for Quote
Compliance Advisers is a proud member of the National Society of Compliance Professionals. NSCP provides dedicated support to compliance professionals in the securities industry and helps Compliance Advisers stay on the cutting edge of the ever-changing compliance world.
Angel Investors
Venture Worthy evaluates a company's viability for funding based on a number of factors. Compliance Advisers prides itself on operating a business the right way so you can trust us year-in and year-out. Visit VentureWorthy.com for more information.
